Investor Information - Important Disclosures
- We care about your privacy — read our privacy policy and the steps we take to safeguard your personal information.
- Important disclosure regarding Voice Mail and Email securities trading instructions.
- We believe it is important for you to know who you are doing business with — access FINRA’s public disclosure site to view the regulatory history of American Investors Company.
- What you need to know if some disaster befalls American Investors Company — read our Business Continuity Plan.
- In addition to providing traditional securities brokerage services, we also provide investment advisory services — read our investment advisory disclosure document, SEC Form ADV Part II & Schedule F.
AIC is licensed as a broker-dealer in AL, AZ, AR, CA, CO, CT, DE, DC, FL, GA, HI, ID, IL, IN, KS, KY, ME, MD, MA, MI, MN, MS, MO, MT, NV, NJ, NM, NY, NC, OH, OK, OR, PA, RI, SD, TN, TX, UT, VT, VA, WA, WI, and WY and may only transact business in those states.
We are also registered with the SEC as a Registered Investment Adviser in AZ, CA, FL, MD, NV, NY, OR, TX, and WA.
If you do not reside in one of those states, we will not attempt to transact securities for your account or provide you with investment advisory services unless and until we are properly licensed in your state.
Nothing contained herein should be construed as an offer or solicitation to purchase any security or to render specific investment advisory services. Such offer or solicitation to purchase can only be done when preceded by appropriate offering materials or subsequent to receipt of AIC’s Form ADV and execution of an investment advisory agreement.
We are also registered with the SEC as a Registered Investment Adviser in AZ, CA, FL, MD, NV, NY, OR, TX, and WA.
If you do not reside in one of those states, we will not attempt to transact securities for your account or provide you with investment advisory services unless and until we are properly licensed in your state.
Nothing contained herein should be construed as an offer or solicitation to purchase any security or to render specific investment advisory services. Such offer or solicitation to purchase can only be done when preceded by appropriate offering materials or subsequent to receipt of AIC’s Form ADV and execution of an investment advisory agreement.