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Important Disclosures
FINRA
We believe it is important for you to know who you are doing business with – access FINRA’s public disclosure site to view the regulatory history of American Investors Company.
Form CRS
View our Client Relationship Summary (Form CRS) to help understand the various services we offer, how we charge for those services, conflicts of interest that may exist, as well as any disciplinary history we may have.
SEC Investor Resources
To help you research firms and financial professionals, you can access free educational tools available on the U.S. Securities and Exchange Commission (SEC) site for investors.
Brokerage Account Fees
We believe you should know what you are paying - access a list of fees associated with maintaining a brokerage account.
Disclosures
Important disclosures regarding risk, trading instructions, third-party information and registrations.
Business Continuity
What you need to know if some disaster befalls American Investors Company – read our Business Continuity Plan.
Investment Advisory
In addition to providing traditional securities brokerage services, we also provide investment advisory services – read our investment advisory disclosure document, SEC Form ADV Part 2A.
Privacy Policy
We care about your privacy – read our privacy policy and the steps we take to safeguard your personal information.
Commissions & Sales Charges
It is important for you to understand how we are compensated for our services - access a list of typical commissions and sales charges for common products.
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