We believe it is important for you to know who you are doing business with – access FINRA’s public disclosure site to view the regulatory history of American Investors Company.
What you need to know if some disaster befalls American Investors Company – read our Business Continuity Plan.
Brokerage Account Fees
We believe you should know what you are paying - access a list of fees associated with maintaining a brokerage account.
Important disclosures regarding risk, trading instructions, third-party information and registrations.
View our Client Relationship Summary (Form CRS) to help understand the various services we offer, how we charge for those services, conflicts of interest that may exist, as well as any disciplinary history we may have.
SEC Investor Resources
To help you research firms and financial professionals, you can access free educational tools available on the U.S. Securities and Exchange Commission (SEC) site for investors.
In addition to providing traditional securities brokerage services, we also provide investment advisory services – read our investment advisory disclosure document, SEC Form ADV Part 2A.
Commissions & Sales Charges
It is important for you to understand how we are compensated for our services - access a list of typical commissions and sales charges for common products.
Privacy & Cookies Policy
Necessary cookies are absolutely essential for the website to function properly. This category only includes cookies that ensures basic functionalities and security features of the website. These cookies do not store any personal information.
Any cookies that may not be particularly necessary for the website to function and is used specifically to collect user personal data via analytics, ads, other embedded contents are termed as non-necessary cookies. It is mandatory to procure user consent prior to running these cookies on your website.